The inside track on practice assurance inspections
In this video, Ann White reveals her experience of a recent practice assurance inspection and provides some key takeaways to help you prepare and avoid potentially expensive consequences. In particular:
- The importance of DBS checks and your ability to demonstrate compliance
- How your advertised services need to match your practicing certificate
- The depth of detail assessed around AML records and the preparation required to demonstrate compliance
If Ann’s experiences have made you wonder how comprehensive your AML compliance tools might be when faced with an inspection, then find out more about TaxCalc AML Centre's features and pricing.
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